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Aggregating Capacity in FL through Successive Layer Training for Computationally-Constrained Devices

Neural Information Processing Systems

Federated learning (FL) is usually performed on resource-constrained edge devices, e.g., with limited memory for the computation. If the required memory to train a model exceeds this limit, the device will be excluded from the training. This can lead to a lower accuracy as valuable data and computation resources are excluded from training, also causing bias and unfairness. The FL training process should be adjusted to such constraints. The state-of-the-art techniques propose training subsets of the FL model at constrained devices, reducing their resource requirements for training. However, these techniques largely limit the co-adaptation among parameters of the model and are highly inefficient, as we show: it is actually better to train a smaller (less accurate) model by the system where all the devices can train the model end-to-end than applying such techniques. We propose a new method that enables successive freezing and training of the parameters of the FL model at devices, reducing the training's resource requirements at the devices while still allowing enough co-adaptation between parameters. We show through extensive experimental evaluation that our technique greatly improves the accuracy of the trained model (by 52.4 p.p.) compared with the state of the art, efficiently aggregating the computation capacity available on distributed devices.


Tensor Network Based Feature Learning Model

Saiapin, Albert, Batselier, Kim

arXiv.org Artificial Intelligence

Many approximations were suggested to circumvent the cubic complexity of kernel-based algorithms, allowing their application to large-scale datasets. One strategy is to consider the primal formulation of the learning problem by mapping the data to a higher-dimensional space using tensor-product structured polynomial and Fourier features. The curse of dimensionality due to these tensor-product features was effectively solved by a tensor network reparameterization of the model parameters. However, another important aspect of model training - identifying optimal feature hyperparameters - has not been addressed and is typically handled using the standard cross-validation approach. In this paper, we introduce the Feature Learning (FL) model, which addresses this issue by representing tensor-product features as a learnable Canonical Polyadic Decomposition (CPD). By leveraging this CPD structure, we efficiently learn the hyperparameters associated with different features alongside the model parameters using an Alternating Least Squares (ALS) optimization method. We prove the effectiveness of the FL model through experiments on real data of various dimensionality and scale. The results show that the FL model can be consistently trained 3-5 times faster than and have the prediction quality on par with a standard cross-validated model.


Dynamic Participation in Federated Learning: Benchmarks and a Knowledge Pool Plugin

Lee, Ming-Lun, Yang, Fu-Shiang, Lin, Cheng-Kuan, Chen, Yan-Ann, Lin, Chih-Yu, Tseng, Yu-Chee

arXiv.org Artificial Intelligence

Federated learning (FL) enables clients to collaboratively train a shared model in a distributed manner, setting it apart from traditional deep learning paradigms. However, most existing FL research assumes consistent client participation, overlooking the practical scenario of dynamic participation (DPFL), where clients may intermittently join or leave during training. Moreover, no existing benchmarking framework systematically supports the study of DPFL-specific challenges. In this work, we present the first open-source framework explicitly designed for benchmarking FL models under dynamic client participation. Our framework provides configurable data distributions, participation patterns, and evaluation metrics tailored to DPFL scenarios. Using this platform, we benchmark four major categories of widely adopted FL models and uncover substantial performance degradation under dynamic participation. To address these challenges, we further propose Knowledge-Pool Federated Learning (KPFL), a generic plugin that maintains a shared knowledge pool across both active and idle clients. KPFL leverages dual-age and data-bias weighting, combined with generative knowledge distillation, to mitigate instability and prevent knowledge loss. Extensive experiments demonstrate the significant impact of dynamic participation on FL performance and the effectiveness of KPFL in improving model robustness and generalization.


Impact of Labeling Inaccuracy and Image Noise on Tooth Segmentation in Panoramic Radiographs using Federated, Centralized and Local Learning

Rubak, Johan Andreas Balle, Naveed, Khuram, Jain, Sanyam, Esterle, Lukas, Iosifidis, Alexandros, Pauwels, Ruben

arXiv.org Artificial Intelligence

Objectives: Federated learning (FL) may mitigate privacy constraints, heterogeneous data quality, and inconsistent labeling in dental diagnostic AI. We compared FL with centralized (CL) and local learning (LL) for tooth segmentation in panoramic radiographs across multiple data corruption scenarios. Methods: An Attention U-Net was trained on 2066 radiographs from six institutions across four settings: baseline (unaltered data); label manipulation (dilated/missing annotations); image-quality manipulation (additive Gaussian noise); and exclusion of a faulty client with corrupted data. FL was implemented via the Flower AI framework. Per-client training- and validation-loss trajectories were monitored for anomaly detection and a set of metrics (Dice, IoU, HD, HD95 and ASSD) was evaluated on a hold-out test set. From these metrics significance results were reported through Wilcoxon signed-rank test. CL and LL served as comparators. Results: Baseline: FL achieved a median Dice of 0.94889 (ASSD: 1.33229), slightly better than CL at 0.94706 (ASSD: 1.37074) and LL at 0.93557-0.94026 (ASSD: 1.51910-1.69777). Label manipulation: FL maintained the best median Dice score at 0.94884 (ASSD: 1.46487) versus CL's 0.94183 (ASSD: 1.75738) and LL's 0.93003-0.94026 (ASSD: 1.51910-2.11462). Image noise: FL led with Dice at 0.94853 (ASSD: 1.31088); CL scored 0.94787 (ASSD: 1.36131); LL ranged from 0.93179-0.94026 (ASSD: 1.51910-1.77350). Faulty-client exclusion: FL reached Dice at 0.94790 (ASSD: 1.33113) better than CL's 0.94550 (ASSD: 1.39318). Loss-curve monitoring reliably flagged the corrupted site. Conclusions: FL matches or exceeds CL and outperforms LL across corruption scenarios while preserving privacy. Per-client loss trajectories provide an effective anomaly-detection mechanism and support FL as a practical, privacy-preserving approach for scalable clinical AI deployment.


Optimizing Communication and Device Clustering for Clustered Federated Learning with Differential Privacy

Wei, Dongyu, Xu, Xiaoren, Mao, Shiwen, Chen, Mingzhe

arXiv.org Artificial Intelligence

In this paper, a secure and communication-efficient clustered federated learning (CFL) design is proposed. In our model, several base stations (BSs) with heterogeneous task-handling capabilities and multiple users with non-independent and identically distributed (non-IID) data jointly perform CFL training incorporating differential privacy (DP) techniques. Since each BS can process only a subset of the learning tasks and has limited wireless resource blocks (RBs) to allocate to users for federated learning (FL) model parameter transmission, it is necessary to jointly optimize RB allocation and user scheduling for CFL performance optimization. Meanwhile, our considered CFL method requires devices to use their limited data and FL model information to determine their task identities, which may introduce additional communication overhead. We formulate an optimization problem whose goal is to minimize the training loss of all learning tasks while considering device clustering, RB allocation, DP noise, and FL model transmission delay. To solve the problem, we propose a novel dynamic penalty function assisted value decomposed multi-agent reinforcement learning (DPVD-MARL) algorithm that enables distributed BSs to independently determine their connected users, RBs, and DP noise of the connected users but jointly minimize the training loss of all learning tasks across all BSs. Different from the existing MARL methods that assign a large penalty for invalid actions, we propose a novel penalty assignment scheme that assigns penalty depending on the number of devices that cannot meet communication constraints (e.g., delay), which can guide the MARL scheme to quickly find valid actions, thus improving the convergence speed. Simulation results show that the DPVD-MARL can improve the convergence rate by up to 20% and the ultimate accumulated rewards by 15% compared to independent Q-learning.


Federated learning, ethics, and the double black box problem in medical AI

Hatherley, Joshua, Søgaard, Anders, Ballantyne, Angela, Pauwels, Ruben

arXiv.org Artificial Intelligence

Federated learning (FL) is a machine learning approach that allows multiple devices or institutions to collaboratively train a model without sharing their local data with a third-party. FL is considered a promising way to address patient privacy concerns in medical artificial intelligence. The ethical risks of medical FL systems themselves, however, have thus far been underexamined. This paper aims to address this gap. We argue that medical FL presents a new variety of opacity -- federation opacity -- that, in turn, generates a distinctive double black box problem in healthcare AI. We highlight several instances in which the anticipated benefits of medical FL may be exaggerated, and conclude by highlighting key challenges that must be overcome to make FL ethically feasible in medicine.


Efficient Data Valuation Approximation in Federated Learning: A Sampling-based Approach

Wei, Shuyue, Tong, Yongxin, Zhou, Zimu, He, Tianran, Xu, Yi

arXiv.org Artificial Intelligence

Federated learning paradigm to utilize datasets across multiple data providers. In FL, cross-silo data providers often hesitate to share their high-quality dataset unless their data value can be fairly assessed. Shapley value (SV) has been advocated as the standard metric for data valuation in FL due to its desirable properties. However, the computational overhead of SV is prohibitive in practice, as it inherently requires training and evaluating an FL model across an exponential number of dataset combinations. Furthermore, existing solutions fail to achieve high accuracy and efficiency, making practical use of SV still out of reach, because they ignore choosing suitable computation scheme for approximation framework and overlook the property of utility function in FL. We first propose a unified stratified-sampling framework for two widely-used schemes. Then, we analyze and choose the more promising scheme under the FL linear regression assumption. After that, we identify a phenomenon termed key combinations, where only limited dataset combinations have a high-impact on final data value. Building on these insights, we propose a practical approximation algorithm, IPSS, which strategically selects high-impact dataset combinations rather than evaluating all possible combinations, thus substantially reducing time cost with minor approximation error. Furthermore, we conduct extensive evaluations on the FL benchmark datasets to demonstrate that our proposed algorithm outperforms a series of representative baselines in terms of efficiency and effectiveness.


EMO: Edge Model Overlays to Scale Model Size in Federated Learning

Wu, Di, He, Weibo, Feng, Wanglei, Wen, Zhenyu, Qian, Bin, Varghese, Blesson

arXiv.org Artificial Intelligence

--Federated Learning (FL) trains machine learning models on edge devices with distributed data. However, the computational and memory limitations of these devices restrict the training of large models using FL. Split Federated Learning (SFL) addresses this challenge by distributing the model across the device and server, but it introduces a tightly coupled data flow, leading to computational bottlenecks and high communication costs. We propose EMO as a solution to enable the training of large models in FL while mitigating the challenges of SFL. EMO introduces Edge Model Overlay(s) between the device and server, enabling the creation of a larger ensemble model without modifying the FL workflow. The key innovation in EMO is Augmented Federated Learning (AFL), which builds an ensemble model by connecting the original (smaller) FL model with model(s) trained in the overlay(s) to facilitate horizontal or vertical scaling. This is accomplished through three key modules: a hierarchical activation replay cache to decouple AFL from FL, a convergence-aware communication controller to optimize communication overhead, and an ensemble inference module. Evaluations on a real-world prototype show that EMO improves accuracy by up to 17.77% compared to FL, and reduces communication costs by up to 7.17 and decreases training time by up to 6.9 compared to SFL.


Aggregating Capacity in FL through Successive Layer Training for Computationally-Constrained Devices

Neural Information Processing Systems

Federated learning (FL) is usually performed on resource-constrained edge devices, e.g., with limited memory for the computation. If the required memory to train a model exceeds this limit, the device will be excluded from the training. This can lead to a lower accuracy as valuable data and computation resources are excluded from training, also causing bias and unfairness. The FL training process should be adjusted to such constraints. The state-of-the-art techniques propose training subsets of the FL model at constrained devices, reducing their resource requirements for training.


Explainable Semantic Federated Learning Enabled Industrial Edge Network for Fire Surveillance

Dong, Li, Peng, Yubo, Jiang, Feibo, Wang, Kezhi, Yang, Kun

arXiv.org Artificial Intelligence

In fire surveillance, Industrial Internet of Things (IIoT) devices require transmitting large monitoring data frequently, which leads to huge consumption of spectrum resources. Hence, we propose an Industrial Edge Semantic Network (IESN) to allow IIoT devices to send warnings through Semantic communication (SC). Thus, we should consider (1) Data privacy and security. (2) SC model adaptation for heterogeneous devices. (3) Explainability of semantics. Therefore, first, we present an eXplainable Semantic Federated Learning (XSFL) to train the SC model, thus ensuring data privacy and security. Then, we present an Adaptive Client Training (ACT) strategy to provide a specific SC model for each device according to its Fisher information matrix, thus overcoming the heterogeneity. Next, an Explainable SC (ESC) mechanism is designed, which introduces a leakyReLU-based activation mapping to explain the relationship between the extracted semantics and monitoring data. Finally, simulation results demonstrate the effectiveness of XSFL.